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INVESTOR RELATIONS

GOVERNANCE

GOVERNANCE DOCUMENTS

Financial Conflict of Interest Policy

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Corporate Governance Guidelines

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Code of Business Conduct and Ethics

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Whistleblower Policy

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Audit Committee Charter

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Compensation Committee Charter

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Nominating and Corporate Governance Committee Charter

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The Code of Business Conduct and Ethics was last amended effective March 31, 2022. The areas addressed by the changes include: (i) general language & considerations to guide application of the Code, (ii) broader goal-oriented language in regards to R&D and Regulatory compliance, (iii) conflicts of interest, (iv) maintenance of corporate books, records, documents and accounts, financial integrity, public reporting, (v) gifts and entertainment, (vi) dealings with government officials, (vii) compliance with the Foreign Corrupt Practices Act, (viii) prohibition against discrimination/equal opportunity employment, (ix) health and safety guidelines, (x) protection and proper use of company assets, (xi) waivers, and (xii) compliance standards and procedures. This summary is qualified in its entirety by reference to the full text of the Code of Business Conduct and Ethics.

Committee Composition

Name Audit Committee Compensation Committee Nominating and Corporate Governance Committee
Harold E. “Barry” Selick, Ph.D. An icon representing a chairperson of the board An icon representing a committee chair An icon representing a committee member
Bryan Giraudo An icon representing a committee member An icon representing a committee chair
Sarah O’Dowd An icon representing a committee member
Dinesh V. Patel, Ph.D.
William D. Waddill An icon representing a financial expert An icon representing a committee chair An icon representing a committee member
Lewis T. “Rusty” Williams, M.D., Ph.D. An icon representing a committee member
Daniel N. Swisher, Jr. An icon representing a committee member
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Chairperson of the board

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Financial Expert

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 Committee Chair

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Committee Member

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